Securities Regulatory Securities Regulatory

Court of Appeal takes a purposive approach in affirming certification of a securities class action against a crypto asset trading platform

A recent decision provides insight into the approach Ontario courts are taking to securities class actions involving cryptocurrencies.

Mixed feedback on the OSC’s proposal to improve retail investor access to long-term assets

We recap the OSC’s proposed fund structure and the positive and negative reactions from various stakeholders.

Further updates regarding the U.S. pro-crypto policy shift

A clear shift in U.S. crypto priorities suggests substantial change, potentially leading to regulatory clarity and crypto-specific legislation.

Alberta lawyer faces sanctions for failing to identify a ‘pump and dump’ scheme

A recent decision highlights the importance of lawyers taking sufficient steps to identify “red flags” raised by their clients’ conduct.

Navigating AI systems in capital markets: recent guidance from the CSA

The CSA issued a Staff Notice earlier this month providing guidance on the application of securities legislation to AI systems in capital markets.

Evolving legal and political landscape creates uncertainty about securities regulation of crypto-related activity

We recap some recent cases from both sides of the border, with an eye to where enforcement activity may go from here.

Declining hostile bids, IPOs and public companies

Trends suggest that policy changes are needed to encourage public listings.

Navigating control transactions: clarifying acceptable conduct boundaries

We review recent Canadian securities regulatory authority decisions that impact control transactions.

Crypto evolving: embracing TradFi compliance amid regulatory uncertainty

Heading into 2025, the regulatory landscape around cryptoassets and other emerging technologies remains in flux.

Two years of CIRO: enforcement, harmonization and what’s next

The Canadian Investment Regulatory Organization’s core priorities will be enforcement and regulatory harmonization.