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Lawrence E. Ritchie Lawrence E. Ritchie

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Osler Update December 9, 2021

Staff successfully appeals decision of its own self-regulatory organization

Staff of the Mutual Fund Dealers Association of Canada successfully appealed a decision of its own self-regulatory organization hearing panel last...

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Blog December 8, 2021

CFTC announces record-breaking whistleblower award: Does it raise the bar for incentivizing whistleblowing?

The U.S. Commodity Futures Trading Commission recently announced the largest payout ever given to a single whistleblower under the Dodd-Frank Program...

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CFTC announces record-breaking whistleblower award: Does it raise the bar for incentivizing whistleblowing?
Blog December 6, 2021

Move towards stablecoin regulation picks up pace in U.S.

The move to regulate stablecoins is picking up in the United States. Osler’s Lawrence Ritchie, Lori Stein and Simon Cameron look at how the...

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Move towards stablecoin regulation picks up pace in U.S.
Blog November 23, 2021

The pursuit of protection and deterrence: the OSC finds MFDA panel erred in failing to impose a fine

Last month, the Ontario Securities Commission ruled that a decision of the self-regulating Mutual Fund Dealers Association of Canada regarding...

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The pursuit of protection and deterrence: the OSC finds MFDA panel erred in failing to impose a fine
Blog November 1, 2021

The Pandora Papers: associated risks and the rising importance of beneficial ownership

On October 3, 2021, the International Consortium of Investigative Journalists (the ICIJ) leaked the “Pandora Papers” – a collection...

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The Pandora Papers: associated risks and the rising importance of beneficial ownership
Osler Update October 28, 2021

Further steps taken towards financial title regulation

The titles used by financial professionals are some times confusing for investors and consumers.

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Blog October 20, 2021

The international effort to establish a global regulatory framework for stablecoins continues

How best to regulate crypto currency and other coin innovations continues to be a challenge. In their blog, Osler authors Lawrence E. Ritchie, Lori...

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The international effort to establish a global regulatory framework for stablecoins continues
Blog September 28, 2021

Movement towards financial title regulation expands across Canada

Several provinces have begun regulating the titles used by professionals in the financial services industry, but important distinctions remain. In...

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Movement towards financial title regulation expands across Canada
Blog July 28, 2021

CSA releases Annual Enforcement Report for fiscal year 2020/2021

On June 22, 2021, the Canadian Securities Administrators (the CSA) released their annual Enforcement Report for the 2020/2021 fiscal...

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Blog July 16, 2021

Global financial crime compliance costs are trending upwards. Is Canada catching up?

A new report shows the costs of global financial crime compliance skyrocketed in the last year. In their blog post, Lawrence Ritchie, Sonja Pavic and...

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