Capital Markets Regulatory Enforcement Capital Markets Regulatory Enforcement

Ontario Court of Appeal upholds acquittal under the Corruption of Foreign Public Officials Act

We recap the Ontario Court of Appeal’s ruling and potential implications for Canadian anti-corruption enforcement efforts.

SEC enforcement in transition: key trends and implications for Canadian securities practitioners

Recent changes in SEC priorities have undoubtedly had an impact on Canadian regulatory approaches.

Canada takes aim at financial crime: an overview of Bill C-29 and the new Financial Crimes Agency

The plan represents Canada’s latest attempt to give its financial crime enforcement regime real teeth.

White-collar enforcement under Trump 2.0: insights from the 2026 ABA White-Collar Crime Institute

We discuss new American enforcement approaches and their implications for Canadian companies.

SEC updates its Enforcement Manual: a new era of transparency, fairness and due process?

We look at the key changes and their potential implications for Canadian companies that access the American capital markets.

CIRO’s digital asset custody framework: institutionalizing crypto custody in Canada

The framework ensures digital asset custody aligns with existing securities regulations.

Canadian and U.S. regulatory developments are reshaping market oversight

Navigating North American and global trends and policy directions.

Ontario Capital Markets Tribunal sanctions TeknoScan Systems Inc. and three of its executives for misleading disclosure

A recent Capital Markets Tribunal decision imposed significant consequences after finding fraud based on disclosure omissions.

Understanding the CSA’s OBSI reform proposal

The Canadian Securities Administrators released a new proposed framework for an independent dispute resolution service with binding authority.

Expanded enforcement powers: is CIRO now exercising ‘statutory’ powers?

Recent statutory amendments have expanded the Canadian Investment Regulatory Organization’s (CIRO) enforcement toolkit.